Pursuant to the Statement of Policy, it is considered materially misleading for sales literature to: 1.Imply a percentage return on the investment in the shares of investment companies, except when the rate of return is ex pressed as a ratio of dividends paid from net investment income and adjustment has been made for capital gains distributions. Distributions from net investment income and distributions from other sources must not be combined. Nor is it proper to represent or imply that an investor will receive a stable, con tinuous, dependable or liberal return, or that he will receive any specified rate of return. 2.Represent that an investor's capital will increase or to dis cuss such matters as accumulation of an estate, protection against loss of purchasing power (particularly effective when the cost of living is rising), diversification of investments, finan cial independence or profit possibilities without pointing out the market risks inherently involved in the investment.


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